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Self-regulatory organization
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81	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 12, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 13:52:56 Financial regulation OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority ACT Over-the-counter Securities and Exchange Commission Self-regulatory organization United States securities law Financial economics Financial system
82	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
83	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 12:02:52 Finance Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Trade Reporting And Compliance Engine Self-regulatory organization Security Registered representative General Securities Representative Exam United States securities law Financial economics Financial system
84	Moving Toward the Canadian Securities Regulatory Authority IIAC/SIFMA Canada – U.S. Securities Markets Summit October 5, 2011 – New York Add to Reading List Source URL: www.sifma.org Language: English - Date: 2011-10-21 14:56:45 Financial system Securities Commission Canadian Securities Administrators Self-regulatory organization Law Capital market Regulation U.S. Securities and Exchange Commission Investment Industry Regulatory Organization of Canada Financial regulation Canadian law Canadian securities regulation
85	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 11, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:55:16 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
86	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
87	AUTOMATED MATCHING SYSTEMS EXCHANGE S!JBMITTEp VIA WWW.SEQ.QOV February 8, 2015 Paul G. Alvarez Senior Counsel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 14:43:29 Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Open outcry Stock exchange Order Stock market Financial economics Investment
88	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 11, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:53:10 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
89	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:50:26 Business Financial economics Securities Exchange Act U.S. Securities and Exchange Commission ACT Security Self-regulatory organization OTC Bulletin Board United States securities law Financial Industry Regulatory Authority Financial regulation
90	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 27, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 14:14:03 NYSE Arca U.S. Securities and Exchange Commission NASDAQ Securities Exchange Act Schedule TO Self-regulatory organization Economy of the United States United States Financial system United States Securities and Exchange Commission United States securities law Financial regulation

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